Federal agencies issue Fall Reg Flex agendas, reflecting continuation of ambitious agendas; Custody Rule and anti-money laundering for advisers still planned.
Federal agencies have released updates to their regulatory agendas, which include several important new potential regulations for investment advisers, most notably regarding anti-money laundering, cybersecurity, and private fund advisers.
SEC’s AMAC Discusses COVID-19 Impact, Outlines ESG, Private Investment Work Streams May 29, 2020 In its second meeting since its formation, the SEC’s Asset Management Advisory Committee (AMAC) met...
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