IAA Calls on Agencies to Study FIGI, CUSIP Before Selecting Common Identifier
The IAA is urging agencies to withdraw a joint proposal to make FIGI the common financial instrument identifier and repropose it after further study.
October 22, 2024
IAA Calls on Agencies to Study FIGI, CUSIP Before Selecting Common Identifier
The IAA is urging agencies to withdraw a joint proposal to make FIGI the common financial instrument identifier and repropose it after further study.
October 22, 2024
New SEC Rules Expand Electronic Filings, Amend Form 13F
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June 27, 2022
New SEC Proposal Calls for Short-Sale Reporting
The SEC has proposed requiring institutional investment managers with discretion over client accounts to report confidentially to the SEC, on a monthly basis, certain short positions. Aggregate data will be made available publicly.
March 07, 2022
IAA Responds to SEC’s Form 13F Proposal
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December 21, 2021
SEC Re-Proposes Certain 13F Amendments, Other Electronic Filing Requirements
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November 24, 2021
IAA Recommends Changes to SEC’s Form 13F Proposal To Balance Transparency with Regulatory Burdens
The IAA has weighed in on the SEC’s Form 13F proposal. Thank you to all members who provided input on the proposed amendments.
October 02, 2020
SEC Proposes to Substantially Reduce Form 13F Reporting by Increasing Threshold
The SEC is proposing to raise the Form 13F reporting threshold for institutional investment managers for the first time in more than 40 years – from $100 million to $3.5 billion.
July 13, 2020
Federal agencies recently released the Fall update to their regulatory agendas.
November 27, 2019
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