The SEC adopted amendments to its Whistleblower Program rules in September 2020 that address the criteria for making an award where another agency’s whistleblower program may apply to an action...
In an effort to “provide greater transparency, efficiency and certainty to the Award Amount determination process,” the SEC updated its whistleblower rules in a split 3-2 vote on September 23....
Fall 2019 Regulatory Agendas Released; SEC Moves Accredited Investor to Short-Term Agenda, Adds Form 13F Filer Threshold November 27, 2019 Federal agencies recently released the Fall update to their...
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