The SEC adopted amendments to its Whistleblower Program rules in September 2020 that address the criteria for making an award where another agency’s whistleblower program may apply to an action as well as for determining an appropriate award amount.
In an effort to “provide greater transparency, efficiency and certainty to the Award Amount determination process,” the SEC updated its whistleblower rules in a split 3-2 vote on September 23.
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
