Webinar Recap: Access to Private Markets for Retail Investors
Hear the latest developments from our recent webinar about individual investors accessing private markets, including through registered and private funds.
June 09, 2025
Webinar Recap: Access to Private Markets for Retail Investors
Hear the latest developments from our recent webinar about individual investors accessing private markets, including through registered and private funds.
June 09, 2025
Form PF Amendments Compliance Date Extended to June 12, 2025
Updated Form PF filing dates for quarterly hedge fund filers and annual filers.
January 31, 2025
Court Vacates Private Fund Adviser Rules, Including Compliance Rule Documentation
The Fifth Circuit Court of Appeals vacated the entire final rule package of the private fund adviser rules (Final Rule). All rules in the package, Private Fund Adviser Audits, Private Fund Quarterly Statements, Private Fund Adviser Restricted Activities, Adviser-Led Secondaries, and Preferential Treatment – are vacated.
June 05, 2024
Office of Investor Advocate Presents Policy Objectives
The SEC’s Office of the Investor Advocate has published its policy objectives for the 2024 fiscal year.
August 03, 2023
Private Fund Adviser Charged for Excessive Fees and Conflict Disclosure
SEC charges private fund adviser for miscalculating and not disclosing fees related to permanent impairment criteria.
July 27, 2023
Advisers Charged with Insufficient Valuation Policies
The SEC has charged two private fund advisers with insufficient valuation policies and procedures relating to investments of private funds they managed.
June 21, 2023
Key Considerations in Forming Private Funds
This article discusses certain legal and regulatory considerations for investment advisers in sponsoring and advising private funds.
June 08, 2023
SEC Adopts Amendments to Form PF
The SEC adopted amendments to Form PF to require new current reporting for large hedge fund advisers, new quarterly event reporting for private equity fund advisers, and new data for large private equity fund advisers.
May 03, 2023
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