IAA Supports Australian Licensing Exemptions for FFSPs
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January 14, 2022
IOSCO Publishes Recommendations on ESG Ratings and Data Product Providers
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November 30, 2021
IOSCO Report Recommends Sustainability-Related Improvements for Asset Managers
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November 04, 2021
IAA Comments on Australian Consultation on Foreign Financial Services Providers Regulation
IAA Comments on Australian Consultation on Foreign Financial Services Providers Regulation August 2, 2021 The IAA recently filed a comment letter with the Australian Government on its July 9...
August 02, 2021
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes May 18, 2021 The UK FCA issued a consultation recently to scale back limits...
May 18, 2021
Navigating Regulatory Change in Europe | Four Hot Topics
Navigating Regulatory Change in Europe | Four Hot Topics March 16, 2021 With Brexit roiling the waters, the regulatory environment in Europe is particularly dynamic at the moment. In the...
March 16, 2021
IOSCO Presses for Globally Consistent Sustainability Disclosure Standards
IOSCO Presses for Globally Consistent Sustainability Disclosure Standards March 1, 2021 The International Organization of Securities Commissions (IOSCO) has issued a press release announcing progress made by its Sustainable...
March 01, 2021
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties February 10, 2021 The European Commission recently issued a decision that recognizes equivalence of the SEC’s regulatory framework for...
February 10, 2021
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