The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II. Currently under MiFID II, managers have had...
In a welcome move, the European Commission published draft legislation on July 24 to reverse requirements under MiFID II to unbundle research from commissions for small and mid-cap companies and...
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies March 16, 2020 The European Commission recently published a consultation on MiFID II seeking feedback on...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.