Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
Your Search Results
Navigating DEI in an Uncertain Environment
For many investment advisers, diversity, equity, and inclusion has been an important area of focus over the past few years, from both an employment and an investment perspective. But increasingly vocal opposition has generated concerns about DEI programs. Here's what has – and what has not – changed when it comes to DEI and investment advisers.
May 06, 2024
DEI in the Advisory World: Where to from Here?
Earlier this year, Rob Burks and Ritu Bhasin joined the IAA for a webinar to talk about diversity, equity, inclusion, and belonging (DEIB) best practices in 2024.
April 01, 2024
The SEC’s Small Business Capital Formation Advisory Committee met to discuss the definition of “accredited Investor” and diversity in the investment process.
December 01, 2023
“Having diverse perspectives is fundamental to good decision-making — and diversity is essential to a company’s success,” Diamond Hill Capital Management’s General Counsel Carlotta King told attendees at the 2021 IAA Investment...
May 13, 2021
Despite some encouraging signs in specific regions, women’s participation in the investment management industry has remained stagnant for more than 20 years, according to data presented during DE&I in the...
March 23, 2021
SEC Approves Nasdaq’s Proposals Regarding Board Diversity
The SEC recently approved Nasdaq’s proposed rule changes requiring Nasdaq-listed companies, with certain exceptions, to disclose information regarding board diversity and offering certain companies access to a complimentary board recruiting...
August 24, 2021
IAA Voices Strong Support for Legislation to Collect Data on Diversity, Equity and Inclusion
Recognizing that the investment adviser profession “has a long way to go in matters of diversity, equity, and inclusion,” the IAA has voiced its strong support for the Diversity and...
April 19, 2021