Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
IAA Members and Aon Discuss Cyber Insurance and Risk
Learn about cyber protection and insurance policies from Aon in this member call.
June 13, 2025
Request to Stay Implementation of FTC Rule That Prohibits Most Non-Compete Clauses
The IAA has signed a letter, with over 200 other organizations, requesting that the Federal Trade Commission (FTC) stay its rule that that would prohibit most non-compete clauses while litigation is pending.
May 24, 2024
Comments on FTC Proposal to Prohibit Most Non-Compete Clauses
The IAA has submitted a comment letter in response to the Federal Trade Commission’s proposed rule, which would prohibit most non-compete clauses. Our comment letter makes several recommendations that we believe would better achieve the FTC’s goals with less of a negative effect on advisers that use non-compete clauses in their employment agreements for a wide range of purposes to meet their regulatory obligations and protect their businesses, employees, and clients.
April 17, 2023
Diversity and Investment Performance: A Summary of the Research, Second Edition
There’s strong evidence that women investors and firms owned by women perform at least as well as men. The growing body of evidence on investments managed by minorities and minority-owned firms supports a similar conclusion. We summarize the findings of 56 studies in this research review in the second edition of this report.
November 28, 2022
SEC FAQ Affirms that Fiduciaries May Consider DEI Factors
October 13, 2022
IAA, Joint Trade Association Letter Requesting Extension of Comment Period for Form PF Proposal
The IAA and other trade associations urge the SEC and CFTC to extend the comment period for their joint Form PF proposal for private fund advisers.
September 14, 2022
IAA Letter to SEC on Dealer Proposal
The IAA urged the SEC to exclude SEC-registered investment advisers and their clients, including private funds, from the proposed definition of dealer.
June 03, 2022
Regulatory Game Changers on the Horizon
The SEC has unleashed a flurry of rule proposals that, if enacted as proposed, will significantly alter the regulatory, disclosure and reporting obligations for managers who cater to the private fund market.
June 02, 2022
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