Category: Press Release
Survey: AI Dominates Compliance Priorities at Historic Margin as Firms Move from Awareness to Action
Cybersecurity, Privacy/Reg S-P, and Advertising and Marketing follow; 72% of firms increased AI compliance testing in 2026 Washington, D.C. – July 29, 2026 – AI has emerged as the overwhelming...
July 29, 2026
The Investment Adviser Association (IAA) welcomes the Securities and Exchange Commission’s proposal to establish Regulation E-Delivery, a comprehensive new framework to modernize the electronic delivery of disclosures and other required...
July 16, 2026
IAA Statement on SEC’s Semiannual Reporting Proposal
The IAA strongly supports efforts to encourage companies to enter and remain in the public markets. We appreciate the SEC’s efforts to reduce unnecessary regulatory costs and burdens on these...
July 06, 2026
The IAA Submits Comment Letter to the SEC and CFTC on Proposed Form PF Amendments
Contact: IAA Vice President, Communications & Marketing, Janay Rickwalder, CAE Washington, DC (June 23, 2026) – Today, the Investment Adviser Association submitted comments on proposed amendments to Form PF, the confidential reporting form...
June 23, 2026
2026 Investment Adviser Industry Snapshot Shows Continued Growth in Demand for Adviser Services
Washington, D.C./New York – June 3, 2026 – The 2026 Investment Adviser Industry Snapshot reports that the industry has continued its strong growth trend, setting record highs for number of...
June 03, 2026
IAA Supports DOL Proposal on Retirement Plan Investment Options
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association supports the Department of Labor’s proposed rule on fiduciary duties when selecting investment options for retirement plans, while also...
June 01, 2026
The IAA Supports SEC’s Rule 15c2-11 Proposal
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA commends the SEC for proposing to codify that fixed income securities are not subject to a rule that governs publication...
May 18, 2026
IAA Statement on FSOC’s Proposed Return to An Activities-Based Approach
The IAA strongly supports the Financial Stability Oversight Council’s proposal to revert to its prior guidance on designation of nonbank financial companies as systemically important. The IAA has repeatedly urged...
May 14, 2026
Active Management Performs Much Better Than SPIVA U.S. Scorecard States, Finds New Academic Study
Contact: IAA VP of Communications & Marketing Janay Rickwalder Washington, DC – A new study released today argues that the SPIVA U.S. Scorecard “consistently and substantially” understates the performance of actively managed funds...
May 05, 2026
SEC Should Adapt Recordkeeping Rules for 21st Century
Contact: IAA VP of Communications & Marketing Janay Rickwalder Washington, DC; May 1, 2026 — The Securities and Exchange Commission (SEC) should modernize the Recordkeeping Rule under the Investment Advisers Act of...
May 01, 2026
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