Category: Press Release
2026 Investment Adviser Industry Snapshot Shows Continued Growth in Demand for Adviser Services
Washington, D.C./New York – June 3, 2026 – The 2026 Investment Adviser Industry Snapshot reports that the industry has continued its strong growth trend, setting record highs for number of...
June 03, 2026
The IAA Supports SEC’s Rule 15c2-11 Proposal
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA commends the SEC for proposing to codify that fixed income securities are not subject to a rule that governs publication...
May 18, 2026
IAA Statement on FSOC’s Proposed Return to An Activities-Based Approach
The IAA strongly supports the Financial Stability Oversight Council’s proposal to revert to its prior guidance on designation of nonbank financial companies as systemically important. The IAA has repeatedly urged...
May 14, 2026
Active Management Performs Much Better Than SPIVA U.S. Scorecard States, Finds New Academic Study
Contact: IAA VP of Communications & Marketing Janay Rickwalder Washington, DC – A new study released today argues that the SPIVA U.S. Scorecard “consistently and substantially” understates the performance of actively managed funds...
May 05, 2026
SEC Should Adapt Recordkeeping Rules for 21st Century
Contact: IAA VP of Communications & Marketing Janay Rickwalder Washington, DC; May 1, 2026 — The Securities and Exchange Commission (SEC) should modernize the Recordkeeping Rule under the Investment Advisers Act of...
May 01, 2026
Joint Proposal by the SEC and CFTC to Streamline Form PF
The Investment Adviser Association welcomes the joint proposal by the SEC and CFTC to streamline and simplify Form PF.
April 21, 2026
IAA Applauds SEC Proposal Reflecting IAA Advocacy to Modernize “Small Adviser” Definition
Contact: IAA VP of Communications & Marketing Janay Rickwalder Washington, D.C. – The Investment Adviser Association (IAA) today submitted a comment letter strongly supporting the Securities and Exchange Commission’s proposal to modernize...
March 13, 2026
IAA Statement on Small Entity Proposal
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA highly commends the SEC for proposing to update its definition of small investment adviser and considering the IAA’s petition for rulemaking...
January 08, 2026
IAA Statement on FinCEN Delay of AML Rule for Advisers
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA appreciates that FinCEN has codified the delay of the AML Rule for advisers. We also strongly support revisiting the AML Rule...
January 07, 2026
Investment Adviser Association Applauds Passage of the INVEST Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association applauds the House for its bipartisan passage of H.R. 3383, the INVEST Act. The bill includes IAA-supported language –...
December 11, 2025
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