An upcoming House Financial Services hearing will focus on expanding the definition of "accredited investor" to provide greater opportunities for retail clients to invest in Regulation D private offerings.
In an effort to provide additional access to capital for businesses, the SEC recently voted 3-2 to propose a new exemption from broker-dealer registration for two types of “finders” acting...
SEC Proposes Amendments to Private Offering Rules To Increase Investor Opportunities, Expand Access to Capital March 23, 2020 The SEC has voted to propose amendments to simplify, harmonize, and...
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