House Financial Services Committee Republicans have dubbed July “ESG Month,” and have
scheduled multiple ESG-focused hearings that are expected to culminate in a markup of ESG legislation
addressing proxy advisors, asset managers, disclosure requirements, and other issues.
IAA priorities to alleviate the regulatory burdens on smaller advisers, expand the definition of accredited investor, and allow e-delivery of disclosure documents were advanced by the House Financial Services Committee.
An upcoming House Financial Services hearing will focus on expanding the definition of "accredited investor" to provide greater opportunities for retail clients to invest in Regulation D private offerings.
LIBOR Update – ARRC Creates Transition Checklist for Asset Managers, Owners February 20, 2020 The Federal Reserve Board’s Alternative Reference Rates Committee (ARRC) has created a checklist to assist...
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