The SEC announced a six-month extension of the compliance dates for the Investment Company Act amended “Names Rule” which addresses fund names that may mislead investors.
Coordination of disclosure, compliance, and marketing is critical when developing an ESG 80% Policy. Here are five potential approaches from K&L Gates to make it work.
SEC Requests Comment on Fund Names Rule March 11, 2020 The SEC has published a request for comment, asking whether Rule 35d-1 under the Investment Company Act (the Names...
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