AMAC: Tailor Regs for Smaller Advisers, Maintain Technology-Neutral Approach
We’re sorry – you must be a member to view this content. Please log in.
November 04, 2021
Your Search Results
New Governors Elected to IAA Board, New Board Officers Set
Laura K. Drynan of Bourgeon Capital Management, Bret C. Hester of TIAA, and T. Williams Roberts, III of GW&K Investment Management have been elected to the IAA Board of Governors...
June 09, 2021
SEC Adopts Fund of Funds Rule – Without Redemption Limit Opposed by the IAA
In a policy win for the IAA, the SEC has adopted a new “fund of funds” rule that does not include a proposed redemption limitation on a fund that acquires...
October 08, 2020
IAA Urges the DOL to Withdraw Proxy Proposal
Saying the Department of Labor’s proposed ERISA proxy amendments “would substantially increase costs for plans and fiduciaries without providing measurable benefits to participants and beneficiaries,” the IAA is urging the...
October 07, 2020
The Time Has Come to Move Away from a Regulatory Preference for Paper Delivery
Gail Bernstein IAA General Counsel The COVID-19 pandemic has proven to be a great disruptor, requiring advisory firms to make a wide range of unanticipated operational changes. The biggest include...
September 22, 2020
New Governors Elected to IAA Board, New Board Officers Set
New Governors Elected to IAA Board, New Board Officers Set June 12, 2020 Catherine C. Halberstadt of Osterweis Capital Management and R. Kelly Williams, Jr. of Atlanta Capital Management Company,...
June 12, 2020