The 2022 Investment Management Compliance Testing Survey identified advertising/marketing, cybersecurity, and climate change/ESG as the top concerns for compliance officers.
The SEC’s Division of Examinations has issued its examination priorities for 2022, which are in line with recent regulatory initiatives and rulemakings directed at advisers.
President Biden has signed an Executive Order outlining a whole-of-government approach to addressing the risks and harnessing the potential benefits of digital assets.
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