In his first remarks to the Financial Stability Oversight Council (FSOC) since becoming SEC Chair, Gary Gensler reiterated his agency’s focus on enhancing the resiliency of money market funds. Gensler...
Thomas D’Ambrosio Morgan, Lewis & Bockius Background. 2021 has been a busy year so far for the transition away from LIBOR. On March 5, 2021 the United Kingdom’s Financial Conduct...
Form CRS filing and ESG disclosure are among the top examination priorities, noted Peter Driscoll, Director of the SEC’s Division of Examinations, in a conversation with IAA General Counsel Gail...
The FSB Reacts to COVID-19’s Shock to the Financial System April 14, 2020 On April 11, the Chair of the Financial Stability Board (FSB) sent a letter to the...
UK Regulators to Asset Managers: Prepare for the End of LIBOR March 25, 2020 The UK’s Financial Conduct Authority has sent a letter to all UK asset management firms...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
