SEC Staff Issues Statement as LIBOR Transition Looms
SEC staff is reminding market participants of their obligations when recommending LIBOR-linked securities and reminding issuers of asset-backed securities of their disclosure obligations related to the LIBOR transition.
December 21, 2021
In his first remarks to the Financial Stability Oversight Council (FSOC) since becoming SEC Chair, Gary Gensler reiterated his agency’s focus on enhancing the resiliency of money market funds.
June 15, 2021
LIBOR Transition: Important Recent Developments
2021 has been a busy year so far for the transition away from LIBOR.
April 19, 2021
Form CRS, ESG Disclosure are Priorities for SEC Exams, Enforcement
Form CRS filing and ESG disclosure are among the top examination priorities, noted Peter Driscoll, Director of the SEC’s Division of Examinations, in a conversation with IAA General Counsel Gail Bernstein at the 2021 IAA Investment Adviser Compliance Conference.
March 09, 2021
The FSB Reacts to COVID-19’s Shock to the Financial System
On April 11, the Chair of the Financial Stability Board (FSB) sent a letter to the G20 Finance Ministers and Central Bank Governors updating them on the FSB’s actions to maintain financial stability during the COVID-19 crisis.
April 14, 2020
UK Regulators to Asset Managers Prepare for the End of LIBOR
The UK’s Financial Conduct Authority has sent a letter to all UK asset management firms telling them to “prepare now for the end of LIBOR.”
March 25, 2020
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