Richard Best Named Director of SEC’s Division of Examinations
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May 25, 2022
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SEC Names Gregus Director of Chicago Regional Office
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November 22, 2021
Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director
Peter Driscoll at the 2020 IAA Compliance Conference Peter Driscoll, who has led the SEC’s Division of Examinations and its predecessor Office of Compliance Inspections and Examinations for more...
July 14, 2021
SEC Chair Names New Corp Fin Director, General Counsel
Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead the Division of Corporation Finance, for which he has an ambitious agenda that...
June 15, 2021
SEC Names Director of Atlanta Regional Office
The SEC has named Nekia Hackworth Jones as Director of its Atlanta Regional Office. Jones will join the SEC in January. Jones has significant experience investigating and prosecuting financial fraud...
December 15, 2020
Agencies Announce More Leadership Changes
CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after leading the agency for 17 months. During this...
December 10, 2020
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director
The SEC has named Marc P. Berger as Deputy Director of the Division of Enforcement. Berger previously served as Director of the SEC’s New York Regional Office, joining the SEC...
August 24, 2020
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program April 27, 2020 Louis Gracia and Vanessa Horton have been named Associate Directors of the Investment Adviser/Investment Company...
April 27, 2020