Richard Best Named Director of SEC’s Division of Examinations
Richard Best named Director of the SEC’s Division of Examinations.
May 25, 2022
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SEC Names Gregus Director of Chicago Regional Office
The SEC has named Daniel R. Gregus as Director of its Chicago Regional Office. Gregus is a 28-year veteran of the SEC, where he has held various leadership positions in the Division of Enforcement and Division of Examinations.
November 22, 2021
Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director
Peter Driscoll, who has led the SEC’s Division of Examinations and its predecessor Office of Compliance Inspections and Examinations for more than five years, will leave the agency in mid-August. The Division’s Deputy Director, Daniel Kahl, will serve as Acting Director after Driscoll’s departure. Peter Driscoll, who has led the SEC’s Division of Examinations and its predecessor Office of Compliance Inspections and Examinations for more than five years, will leave the agency in mid-August. The Division’s Deputy Director, Daniel Kahl, will serve as Acting Director after Driscoll’s departure.
July 14, 2021
SEC Chair Names New Corp Fin Director, General Counsel
Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead the Division of Corporation Finance.
June 15, 2021
SEC Names Director of Atlanta Regional Office
The SEC has named Nekia Hackworth Jones as Director of its Atlanta Regional Office.
December 15, 2020
Agencies Announce More Leadership Changes
Heath Tarbert and Stehpanie Avakian will depart the CFTC and SEC, respectively.
December 10, 2020
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director
The SEC has named Marc P. Berger as Deputy Director of the Division of Enforcement.
August 24, 2020
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program
Louis Gracia and Vanessa Horton have been named Associate Directors of the Investment Adviser/Investment Company (IA/IC) examination program in the SEC’s Chicago Regional Office.
April 27, 2020