The National Futures Association (NFA) has announced in a Notice to Members that Interpretive Notice 9079 – NFA Compliance Rules 2-9 and 2-36: Members’ Use of Third-Party Service Providers (Interpretive...
The NFA Board has amended NFA Compliance Rule 2-29: Communications with the Public and Promotional Material and issued related interpretive guidance. The rule currently requires that commodity trading advisor (CTA)...
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