A federal court in Texas recently issued a preliminary injunction prohibiting the government from collecting beneficial ownership information reports under the Corporate Transparency Act.
The National Futures Association (NFA) has announced in a Notice to Members that Interpretive Notice 9079 – NFA Compliance Rules 2-9 and 2-36: Members’ Use of Third-Party Service Providers (Interpretive...
The IAA and other buy-side trade associations filed a letter on August 11 on the CFTC’s proposed amendments to the registration exemption in CFTC Rule 3.10(c)(3) for offshore commodity pool...
NFA Permits Gross Performance in Advertisements by CTAs Also Registered as SEC Advisers April 27, 2020 The NFA Board has amended NFA Compliance Rule 2-29: Communications with the Public...
CFTC Adopts Select Amendments to CPO and CTA Registration and Reporting Rules November 25, 2019 The CFTC adopted rules on November 25 that codify certain no-action relief and amend...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
