2025 IAA Compliance Workshop Takeaways
Takeaways from 2025 IAA Compliance Workshops and thank you to speakers.
December 15, 2025
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Webinar Recap: AI Note-Taking Tools
The IAA recently hosted a webinar with K&L Gates addressing the regulatory landscape surrounding generative AI use for investment advisers, common use cases, the risks of its use advisers should be aware of, and best practices for risk management and governance.
July 28, 2025
2024 IAA Virtual Compliance Workshop Takeaways – Cyber/Data Privacy, AI, Marketing Rule
Takeaways from the 2024 IAA Virtual Compliance Workshop.
September 16, 2024
Artificial intelligence is the talk of the investment town, but investment advisers are struggling to understand exactly how AI will impact their businesses and how they can best manage its risks.
May 14, 2024
The IAA Forms AI Working Group
The IAA has formed the AI Working Group to assist its members in navigating the regulatory and compliance issues around rapidly evolving AI technology.
March 14, 2024
Taking a Look at AI: Opportunities & Risks for Advisers
Few topics have caused as much buzz in recent months as AI. To help members evaluate this new technology, its potential use cases, and the associated risks, the IAA brought together experts for a candid and enlightening discussion.
July 20, 2023
Defense Spending Bill Establishes Artificial Intelligence Initiative
Congress has passed the National Artificial Intelligence Initiative Act (NAIIA) as part of the National Defense Authorization Act (NDAA) for fiscal year 2021. The NDAA was adopted by Congress on...
January 25, 2021
The Regulatory Impact of Artificial Intelligence on Asset Managers
Artificial intelligence (AI) is having a growing impact on the investment management industry. This article reviews various ways in which AI is impacting asset managers (firms) today, namely: (i) potential...
November 23, 2020