2025 IAA Compliance Workshop Takeaways
Takeaways from 2025 IAA Compliance Workshops and thank you to speakers.
December 15, 2025
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Webinar Recap: AI Note-Taking Tools
The IAA recently hosted a webinar with K&L Gates addressing the regulatory landscape surrounding generative AI use for investment advisers, common use cases, the risks of its use advisers should be aware of, and best practices for risk management and governance.
July 28, 2025
2024 Forum Highlights Challenges, Opportunities for Firm Leaders
AI, cybersecurity, leadership, and more were the hot topics discussed by senior executives from a diverse group of advisory firms at IAA’s 2024 Leadership Forum.
October 11, 2024
2024 IAA Virtual Compliance Workshop Takeaways – Cyber/Data Privacy, AI, Marketing Rule
Takeaways from the 2024 IAA Virtual Compliance Workshop.
September 16, 2024
Artificial intelligence is the talk of the investment town, but investment advisers are struggling to understand exactly how AI will impact their businesses and how they can best manage its risks.
May 14, 2024
The IAA Forms AI Working Group
The IAA has formed the AI Working Group to assist its members in navigating the regulatory and compliance issues around rapidly evolving AI technology.
March 14, 2024
Research Spotlight | Using AI to Identify Skilled Managers
A new study confirms that investors can identify skilled managers in advance and that they reallocate their investment dollars towards those skilled managers.
December 11, 2023
A Lively Gathering in Chicago: IAA’s 2023 Midwest Leadership Forum
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October 06, 2023