Navigating DEI in an Uncertain Environment
For many investment advisers, diversity, equity, and inclusion has been an important area of focus over the past few years, from both an employment and an investment perspective. But increasingly vocal opposition has generated concerns about DEI programs. Here's what has – and what has not – changed when it comes to DEI and investment advisers.
May 06, 2024
DEI in the Advisory World: Where to from Here?
Earlier this year, Rob Burks and Ritu Bhasin joined the IAA for a webinar to talk about diversity, equity, inclusion, and belonging (DEIB) best practices in 2024.
April 01, 2024
The SEC’s Small Business Capital Formation Advisory Committee met to discuss the definition of “accredited Investor” and diversity in the investment process.
December 01, 2023
SEC’s OMWI Releases Diversity Assessment Report and Annual Report
SEC’s OMWI has issued two reports that outline results from firms’ self-assessments of diversity policies and procedures.
May 06, 2022
Opening Doors Together | Get Involved in Diversifying the Talent Pipeline
At the 2022 Compliance Conference, Ammani Nagesh and Keith Shoates discussed bringing diverse talent and high-performing students into the financial services industry.
March 24, 2022
The IAA Joins Amicus Brief in Support of Nasdaq’s Board Diversity Rule
The IAA has signed on to a joint amicus brief in support of board diversity rules for Nasdaq-listed companies.
March 10, 2022
Speaker Spotlight: Building a Pipeline of Diverse Candidates
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January 26, 2022
SEC Approves Nasdaq’s Proposals Regarding Board Diversity
The SEC recently approved Nasdaq’s proposed rule changes requiring Nasdaq-listed companies, with certain exceptions, to disclose information regarding board diversity and offering certain companies access to a complimentary board recruiting...
August 24, 2021
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