Investment advisers must comply with the Treasury’s Outbound Investment Rule, which could necessitate changes in the investment strategies and governance of (i) funds advised by U.S. investment advisers and (ii) offshore funds with U.S. person investors.
June 09, 2025
House Ways and Means Committee Overwhelmingly Advances Bipartisan Tax Package
The House Ways and Means Committee advanced the Tax Relief for American Families and Workers Act but full House and Senate support are uncertain.
January 26, 2024
Consider the Importance: Rising Interest in Estate Planning
Essential estate planning items are generally agnostic to the ebbs and flows of the national economy, while sophisticated, proactive planning can certainly be affected by economic factors. Sean Link looks at developments for both.
March 23, 2023
IAA Responds to SEC Request for Comment on Information Providers Acting as Investment Advisers
The IAA comments on the SEC’s Request for Comment regarding whether index providers, model portfolio providers, and pricing services (Information Providers) are acting as investment advisers.
August 16, 2022
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August 02, 2022
SEC’s Gensler Signals Increased Focus on Fixed Income Markets
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May 03, 2022
President Signs LIBOR Bill to Address Legacy Contracts
President Biden signs law for uniform process to replace LIBOR in legacy contracts, designed to prevent disruptive litigation.
March 29, 2022
SEC Enforcement Case Calls into Question Hedge Clauses in Retail Advisory Contracts
This case has potentially significant ramifications for advisers to retail clients who have hedge clauses in advisory contracts.
January 14, 2022
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