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IAA 2026 Compliance Workshops

Registration

2026 Workshop Registration Fees IAA Members* IAA Associate Members* Non-Members
Virtual Workshop Registration
October 6
$195 $225 $395
In-Person Early Registration
Register more than 30 days prior to the workshop
$295 $395 $595
In-Person Regular Registration
Register 29 days or less prior to the workshop
$395 $495 $695
Purchase Materials & Recordings
(not eligible for CE credit)
$195 $225 $395

*Employees of firms that are current members of the Investment Adviser Association (at the time of registration and on the day of the meeting) are eligible to receive the member firm rate.

Please click on the date/location of the workshop you wish to attend to register for that workshop.

CITY DATE TIME VENUE
Virtual Compliance Workshop Tuesday, October 6 1:00 – 4:15 ET Zoom
Chicago Compliance Workshop Thursday, October 8 8:00 – 12:15 CT Willkie Farr & Gallagher LLP
300 N La Salle Dr.
Chicago, IL 60654
New York Compliance Workshop Wednesday, October 14 8:00 – 12:15 ET WilmerHale
250 Greenwich Street
New York, NY 10007
Boston Compliance Workshop Thursday, October 15 8:00 – 12:15 ET K&L Gates
1 Congress Street
Boston, MA 02114

Cancellation Policies

We understand that unexpected circumstances may force a registrant to cancel. Cancellations must be received in writing, via email (iaaevents@investmentadviser.org) as noted below.

Virtual Workshop Cancellation and Substitution Policy 

Your registration fee will be refunded in full if cancellation is received prior to Thursday, October 1, 2026. There are no refunds for cancellations received on or later than October 2, or after workshop materials have been emailed. No refunds for “no shows,” but you will receive a link to the recording. Substitutions may be made until the day before the event, in writing, for no additional fee. Cancellations will be processed within two weeks after the event.

In-Person Workshop Cancellation and Substitution Policy

Your registration fee will be refunded in full if cancellation is received prior to to 14 days before the event. There are no refunds for cancellations received on or later than on or later than 13 days before the event. No refunds for “no shows.”  Substitutions may be made until October 1, in writing, for no additional fee. Cancellations will be processed within two weeks after the event.

IAA Event Policies

Registration and attendance at, or participation in, IAA events constitutes an agreement by the registrant to comply with IAA event policies.

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