| City | Date | Time | Venue |
| Virtual Compliance Workshop | Tuesday, October 6 | 1:00 – 4:15 ET | Zoom |
| Chicago Compliance Workshop | Thursday, October 8 | 8:00 – 12:15 CT | Willkie Farr & Gallagher LLP 300 N LaSalle Dr. Chicago, IL 60654 |
| New York Compliance Workshop | Wednesday, October 14 | 8:00 – 12:15 ET | WilmerHale 250 Greenwich Street New York, NY 10007 |
| Boston Compliance Workshop | Thursday, October 15 | 8:00 – 12:15 ET | K&L Gates 1 Congress Street Boston, MA 02114 |
Virtual
1:00-4:15 p.m. ET (12:00-3:15 p.m. CT, 11:00 a.m.-2:15 p.m. MT, 10:00 a.m.-1:15 p.m. PT)
| 1:00 – 1:45 p.m. | Current SEC Examination Priorities and Compliance Issues for Advisers – SEC Speaker |
| 1:45 – 2:00 p.m. | IAA Regulatory Update |
| 2:00 – 2:10 p.m. | Break |
| 2:10 – 3:05 p.m. | SEC Exams |
| 3:05 – 3:15 p.m. | Break |
| 3:15 – 4:10 p.m. | Cybersecurity, Data Privacy and AI |
| 4:10 – 4:15 p.m. | Wrap-up and Adjourn |
In-Person
8:00 a.m.-12:15 p.m. local time
| 8:00 – 8:30 a.m. | Continental Breakfast |
| 8:30 – 8:45 a.m. | IAA Regulatory Update |
| 8:45 – 9:30 a.m. | Current SEC Examination Priorities and Compliance Issues for Advisers – SEC Speaker |
| 9:30 – 10:25 a.m. | SEC Exams |
| 10:25 – 10:35 a.m. | Break |
| 10:35 – 11:30 a.m. | Cybersecurity, Data Privacy and AI |
| 11:30 a.m. – 12:15 p.m. | Peer-to-Peer Discussion – Roundtable session of attendees discussing their key priorities, challenges, and initiatives |
| 12:15 p.m. | Adjourn |