Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
The IAA joined a letter opposing changes to California’s unclaimed property law that would allow the state to take custody of and liquidate assets after three years of inactivity by the investor.
The IAA requests that Missouri remove the Chartered Investment Counselor (CIC) designation from a proposed amendment to a regulation regarding waivers from examinations. The CIC designation was discontinued in 2025.
Cooley client alert on CA DFPI pause announced on March 17, 2026, that it is suspending implementation and enforcement of the state’s Fair Investment Practices by Venture Capital Companies Law (FIPVCC), commonly referred to as Senate Bill 54, as amended by SB 164.
The IAA files comments on NASAA proposal on non-traded REITs and objects to applying the concentration limit to federal covered advisers; re-proposal follows NASAA’s 2022 proposal that was not adopted.
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.