U.S. State Comprehensive Consumer Data Privacy Law Comparison
This article from Foley & Lardner includes a link to information about state consumer data privacy laws.
July 01, 2025
Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
Your Search Results
State Data Breach Notification Laws
This article from Foley & Lardner includes a link to information about state data breach notification laws.
June 02, 2025
The IAA files comments on NASAA proposal on non-traded REITs and objects to applying the concentration limit to federal covered advisers; re-proposal follows NASAA’s 2022 proposal that was not adopted.
May 28, 2025
Explanation of IAA Blue Sky/State Filing Summaries
We’re sorry – you must be a member to view this content. Please log in.
March 13, 2025
SEC-Registered Investment Adviser Firms State Notice Filing Guide
We’re sorry – you must be a member to view this content. Please log in.
March 13, 2025
Comments on NASAA’s Proposed Revision to Statement of Policy Regarding Real Estate Investment Trusts
IAA comments on NASAA proposal on non-traded REITS; objects to applying the proposal and the concentration limit to federal covered advisers.
September 13, 2022
Comments on Nevada’s Revised Proposed Fiduciary Duty Regulations
The IAA submitted a letter to Nevada expressing appreciation that its revised proposed regulations regarding fiduciary duty includes language clearly stating that the provisions of the regulation would only apply to an SEC Adviser as permitted by the National Securities Markets Improvement Act of 1996 (NSMIA).
August 02, 2022
Comments on Oklahoma’s Amendments to Standards of Ethical Practice Under the Oklahoma Securities Act
The IAA recommended clarifying that the rule would not apply to investment adviser representatives of SEC-registered investment advisers and recommended removing certain redundant language.
March 23, 2020