Tag: SEC Investment Management
Division of Investment Management Updates Hearing Request Procedures for Applications
The SEC’s Division of Investment Management has issued an Information Update on changes to procedures for filing hearing requests on Investment Company Act and Investment Advisers Act applications.
April 17, 2020
The SEC’s Division of Investment Management has issued two Information Updates regarding no-action letters and other staff statements that have been modified or withdrawn.
March 23, 2020
Tags: No-Action Letter, SEC Investment Management, Variable Insurance Products
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