Tag: Risk Management
Audit Directors Working Group Now Audit & Risk Management Working Group
Our Audit Directors Working Group is now open to risk management personnel. It will focus on industry trends and compliance and operational issues.
November 01, 2021
Tags: Compliance, Risk Management
SEC Creates New Event and Emerging Risk Examination Team Within OCIE
SEC Creates New Event and Emerging Risk Examination Team Within OCIE August 11, 2020 In July, the SEC announced the creation of the Event and Emerging Risks Examination Team...
August 11, 2020
Tags: OCIE, Risk Management
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