Tag: Reg D
House Hearing Planned on Expanding Definition of Accredited Investor
An upcoming House Financial Services hearing will focus on expanding the definition of "accredited investor" to provide greater opportunities for retail clients to invest in Regulation D private offerings.
February 03, 2023
SEC Proposes Exemptions from B-D Registration for Certain “Finders” of Issuers of Private Offerings
SEC Proposes Exemptions from B-D Registration for Certain “Finders” of Issuers of Private Offerings Transaction-Based Compensation from Issuer to Finder Permitted under Specific Conditions October 26, 2020 In an...
October 26, 2020
Tags: Reg D, Private Offerings, Solicitation Rule
SEC Proposes Amendments to Private Offering Rules To Increase Investor Opportunities, Expand Access to Capital March 23, 2020 The SEC has voted to propose amendments to simplify, harmonize, and...
March 23, 2020
Tags: Reg D, Private Offerings
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
