Tag: Proxy Rule
Lee said that while she broadly supports the agency’s proposed modernization of the Advertising Rule, she is concerned that some elements of the proposal may be too vague and could lead to uncertainty among compliance professionals.
March 09, 2020
Tags: Advertising Rule, Allison Herren Lee, Compliance Conference, Proxy Advisory Firms, Proxy Rule
In a 3-2, party line vote, the SEC proposed amendments to the proxy rules related to proxy voting advice and shareholder proposals that deeply concern the IAA.
November 26, 2019
Tags: Proxy Rule, Proxy Voting Advisory Firms, Shareholder Proposals
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