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Tag: Form N-PX

SEC Finalizes Say-on-Pay Rules, Proposes New Registered Fund Liquidity Rules

Institutional managers that vote proxies on say-on-pay (executive compensation) votes will be required to file Form N-PX in 2024, including the number of shares loaned but not recalled and, therefore, not voted by the manager. The SEC also proposed significant amendments to the liquidity risk management program rule for registered funds and related reporting and disclosure.

November 03, 2022

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