Exams Archives

The IAA Forms AI Working Group

The IAA has formed the AI Working Group to assist its members in navigating the regulatory and compliance issues around rapidly evolving AI technology.

March 14, 2024

Tags: AI, Artificial Intelligence , Exams

SEC Fines 12 Additional Firms for Failing to Timely File and Deliver Form CRS

SEC settles 12 additional Form CRS cases.

February 18, 2022

Tags: Exams, Form CRS, SEC

Senior SEC Exams Official Departs SEC

Senior exam official, Kristin Snyder, departs SEC after 18 years.

February 16, 2022

Tags: Exams, Kristin Snyder, SEC

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