SEC to Require Written Documentation of Annual Review
The SEC has amended Compliance Rule 206(4)-7 to require that annual reviews for all SEC-registered advisers be documented in writing.
September 06, 2023
Tag: Documentation
SEC to Require Written Documentation of Annual Review
The SEC has amended Compliance Rule 206(4)-7 to require that annual reviews for all SEC-registered advisers be documented in writing.
September 06, 2023
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