IAA Tracker: Trump Administration Update — 9 Months In
Updated IAA tracker, regulatory developments for Trump Administration – nine months in.
October 31, 2025
Tags: Advocacy, Executive Orders, Paul Atkins, Trump Administration
Spring Regulatory Agendas Officially Published
Federal agencies issue Spring 2025 Reg Flex rulemaking agendas, including several potential new SEC rules.
September 08, 2025
Tags: Advocacy, Division of Investment Management, Paul Atkins, Regulatory Agendas, SEC Investment Management, Trump Administration
SEC Operations During a Government Shutdown
If lawmakers cannot reach an agreement on government funding, a shutdown will occur at the beginning of the fiscal year on October 1. The IAA is providing more detail about the implications of a government shutdown so that members can prepare accordingly.
September 29, 2025
SEC Holds First Compliance Outreach Event for Regulation S-P
The SEC held a webinar on recent amendments to Regulation S-P that addressed the new requirements and potential areas of focus for examinations.
September 29, 2025
Tags: Privacy, Regulation S-P
On September 22, 2025, FinCEN published a proposed rule to amend the Investment Adviser AML Rule to delay its effective date by two years.
September 29, 2025
Tags: AML, Compliance, FinCEN, Treasury Department
Form PF Gets Another Extension, to Oct. 1, 2026
The SEC and CFTC further extended the Form PF compliance date to October 1, 2026; SEC staff continuing its comprehensive review of the entire form, as directed by SEC Chairman Paul Atkins in June 2025.
September 17, 2025
Tags: Form PF, Hedge Funds, Private Equity, Private Funds
SEC Announces Compliance Outreach Events for Regulation S-P
The SEC has announced Compliance Outreach events on Regulation S-P, with the first scheduled for September 25 for large firms. The compliance date for large firms in December 3.
September 18, 2025
Tags: Privacy, Regulation S-P
IAA Tracker: Trump Administration Update – 7.5 Months In
Updated IAA tracker, regulatory developments for Trump Administration – seven and a half months in.
September 08, 2025
Tags: Advocacy, Executive Orders, Paul Atkins, Trump Administration
SEC Issues Guidance on Disclosure and Filing Requirements for Closed-End Funds of Private Funds
SEC Staff issues clarifying guidance for registered closed-end funds that invest in private funds related to registration statement disclosure and amendments under the Investment Company Act.
August 25, 2025
Tags: Investment Company Act, Private Funds, Registered Funds
Treasury Announces Postponement, Reopening of AML Rule
The anti-money laundering (AML) rule for investment advisers has been postponed until January 1, 2028. FinCEN and the SEC will also reopen the Customer Identification Program (CIP) rule.
July 21, 2025