IAA Tracker: Trump Administration Update – 7.5 Months In
Updated IAA tracker, regulatory developments for Trump Administration – seven and a half months in.
September 08, 2025
Tags: Advocacy, Executive Orders, Paul Atkins, Trump Administration
Spring Regulatory Agendas Officially Published
Federal agencies issue Spring 2025 Reg Flex rulemaking agendas, including several potential new SEC rules.
September 08, 2025
Tags: Advocacy, Division of Investment Management, Paul Atkins, Regulatory Agendas, SEC Investment Management, Trump Administration
SEC Issues Guidance on Disclosure and Filing Requirements for Closed-End Funds of Private Funds
SEC Staff issues clarifying guidance for registered closed-end funds that invest in private funds related to registration statement disclosure and amendments under the Investment Company Act.
August 25, 2025
Tags: Investment Company Act, Private Funds, Registered Funds
IAA Calls on SEC for More Time on Reg S-P
The IAA has submitted a letter urging the SEC to extend the compliance date for Regulation S-P and to consider refinements to the rule.
July 31, 2025
Tags: Privacy, Cybersecurity, Data Security
AI, Predictive Analytics Identified as Top Compliance Concern Among Advisers
Artificial Intelligence and predictive analytics have ranked as the leading priority among compliance officers, according to the 2025 Investment Management Compliance Testing Survey.
July 22, 2025
Tags: AML, Artificial Intelligence , Compliance, Compliance Testing Survey, Cybersecurity
Treasury Announces Postponement, Reopening of AML Rule
The anti-money laundering (AML) rule for investment advisers has been postponed until January 1, 2028. FinCEN and the SEC will also reopen the Customer Identification Program (CIP) rule.
July 21, 2025
IAA Tracker: Trump Administration Update – Five Months In
Updated IAA tracker, regulatory developments for Trump Administration – five months in.
June 27, 2025
Tags: Advocacy, Executive Orders, Paul Atkins, Trump Administration
Ongoing Phishing Scheme Impersonating the SEC
A phishing operation in which fraudulent emails look like official SEC communications is targeting SEC-registered advisers.
June 27, 2025
Tags: Cybersecurity
Senate Drops Sec. 899 “Revenge Tax”
The Senate dropped a provision of President Trump’s tax bill that would impose higher U.S. taxes on entities and individuals from countries deemed to have unfair foreign taxes.
June 27, 2025
Tags: Taxes, Trump Administration
SEC Withdraws Outstanding Rule Proposals; Names New IM Director
A big win for advisers and IAA Advocacy: The SEC has named a new IM Director and withdrawn outstanding rule proposals that the IAA has pressed the SEC to confirm that it did not plan to adopt.
June 13, 2025
Tags: Custody, Cybersecurity, ESG, Outsourcing, SEC Investment Management