Dallas Compliance Workshop Speaker Biographies Michael W. McGrath, CFA is a partner in the Boston office of K&L Gates LLP. He is a member of the firm’s Investment Management, Hedge...
December 18, 2018
Register Now Contact Lisa Gillette lisa.gillette@investmentadviser.org Download to Yor Calendar
December 18, 2018
2017 Compliance Workshop – CPE Credit The IAA Compliance Workshops are presented in a group-live setting and are appropriate for intermediate and advanced skill levels. Previous courses in securities law...
December 18, 2018
2018 Compliance Workshops Conference Materials Thank yo for participating in the IAA’s Compliance Workshop Series. Workshop materials will be provided electronically only. They are available here as one PDF, or by...
December 18, 2018
2011 Web inar – ERISA Hot Topics: Disclosure and Fiduciary Issues for Advisers 2011 Webinar – ERISA Hot Topics: Disclosure and Fiduciary Issues for Advisers Tuesday, June 28, 2011,...
December 18, 2018
2011 Webinar – Compliance with the SEC’s Pay to Play Rle: Political Contribtions and Solicitations Related to Government Entities 2011 Webinar – Compliance with the SEC’s Pay to Play Rle:...
December 18, 2018
2011 Webinar – New Reporting Requirements on Cross-Border Holdings: Application of TIC SLT to Funds and Investment Advisers 2011 Webinar – New Reporting Requirements on Cross-Border Holdings: Application...
December 18, 2018
IAA Briefing Recordings IAA Briefing Webinar – The Regulatory Landscape for Advisers: The Only Certainty is Change Thursday, February 9, 2017 2:00 pm – 2:30 pm ET On Thursday, February 9,...
December 18, 2018