Category: IAA Today
Congressional Profiles by State
Adviser Advocacy Day Resorces Congressional Profiles by State Alabama Alaska Arizona Arkansas California Colorado Connectict Delaware District Of Colmbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentcky Loisiana Maine...
December 18, 2018
SEC Oversight of Advisers Talking Points
Adviser Advocacy Day Resources SEC Oversight of Advisers Talking Points Background Effective oversight of the advisory profession is critical to investor protection and the health of the markets. The IAA...
December 18, 2018
Retrospective Review of Regulations Talking Points
Adviser Advocacy Day Resources Retrospective Review of Regulations Talking Points Background The SEC should look at existing regulations to make sure they are working as intended and to make changes...
December 18, 2018
SEC Standard of Conduct Talking Points
Adviser Advocacy Day Resources SEC Standard of Conduct Talking Points Background The SEC recently issued a package of proposals on the standards of conduct for broker-dealers and investment advisers that...
December 18, 2018
Adviser Advocacy Day Resources Cybersecurity Talking Points Background Investment advisers are committed to protecting clients and our own firms from the growing threat of cyber attacks. Advisers support a national...
December 18, 2018
Adviser Advocacy Day Resorces Tax: Fee Dedctibility and Eligibility for Pass-Throgh Dedction Talking Points Backgrond Two provisions of the Tax Cts and Jobs Act (TCJA) nfairly disadvantage investment advisory firms...
December 18, 2018
Adviser Advocacy Day Resorces 2018 Adviser Advocacy Day Policy Priorities(Download a PDF of the Policy Priorities.) Adviser Advocacy Day Talking Points Tax Talking Points(Download a PDF) Cybersecrity Talking Points(Download a...
December 18, 2018
Adviser Advocacy Day Hotel and Travel Information Hotel Reservations IAA is holding a limited nmber of gest rooms at the Army Navy Clb for Adviser Advocacy Day attendees at a...
December 18, 2018
Welcome Reception and Dinner, with Greg Valliere If yor travel plans allow, join members of the IAA Board of Governors and fellow Advocacy Day participants at a welcome reception and...
December 18, 2018
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