12th Annual IAA Adviser Advocacy Day A Success Investment advisers from across the country gathered on Capitol Hill on June 13 for the IAA’s 12th Annual Adviser Advocacy Day. Approximately...
July 02, 2019
Key Issues Talking Points IAA Policy Priorities The Investment Advisory Profession, State by State Investment Adviser Regulatory Flexibility Improvement Act Restore and Extend Advisory Fee Deductibility and Favorable Treatment for...
July 02, 2019
2018 Compliance Conference Videos
Compliance Conference Videos The IAA’s Investment Adviser Compliance Conference featres expert presenters and panelists — inclding SEC representatives, in-hose legal consel and compliance specialists, partners with leading law firms...
July 02, 2019
Index or Passive: Understanding key differences that impact your portfolio.
Index and passive. For the last 40+ years, these two terms have been interchangeable. But recent developments in the ETF universe – specifically, the growth in “smart beta” funds — highlights a distinction between these two terms which has important implications for investors’ portfolios.
July 01, 2019
Tags: Active Management, Active Managers Council , Index Funds, Passive Management
The S&P 500 is Actively Managed: New Academic Thinking on Active and Passive
Two recent papers from the academic world emphasize that the active-passive landscape has changed dramatically in recent years –and may never have been as simple as most people believed.
June 27, 2019
Tags: Active Management, Active Managers Council , Index Funds, Passive Management
Advisers Are Permitted to Use the Word “Fiduciary” in Form CRS
Advisers are permitted to use the word “fiduciary” in their disclosures, including new Form CRS, contrary to recent press reports that seem to imply otherwise.
June 20, 2019
IAA Member Firm Personnel Directory Search The IAA Member Firm Personnel Directory is a valuable networking tool published exclusively for our members. Listed are the names and contact information of...
June 20, 2019
Leadership Conference Sponsorship & Exhibition Opportunities The IAA welcomes exhibitors and sponsors for this event. Opportunities are limited and sell out quickly. For more information, contact IAA Marketing & Partnerships...
June 14, 2019