IAA Today Archives

Compliance Webinars

Complimentary Compliance Webinar Recordings 2019 Recordings SEC Proxy Gidance for Investment Advisers Ocober 17, 2019 – In this webinar, the panel discssed each element of gidance and key takeaways for...

October 22, 2019

2019 Los Angeles

Los Angeles Workshop Speakers Katharine Zoladz is an Associate Regional Director who co-spervises the Enforcement program for the Los Angeles office of the Secrities and Exchange Commission. She joined the...

October 21, 2019

Compliance Workshops

2019 Compliance Workshops The IAA’s Compliance Workshops, offered in cities across the contry each fall, offer an excellent opportnity to gain practical insights and p-to-date information on challenging legal and...

October 15, 2019

2019 San Francisco

Register Now Contact Lisa Gillette (202) 293-4222 lisa.gillette@investmentadviser.org Download to Yor Calendar Compliance Workshops Washington, DC Philadelphia New York Hoston Atlanta Los Angeles San Francisco Chicago Boston

October 10, 2019

2019 Philadelphia

October 10, 2019

2019 Atlanta

October 10, 2019

2019 Boston

October 10, 2019

2019 DC Compliance Workshop Speakers

October 10, 2019

2019 New York

Register Now Contact Lisa Gillette(202) 293-4222 lisa.gillette@investmentadviser.org Download to Yor Calendar Compliance Workshops Washington, DC Philadelphia New York Hoston Atlanta Los Angeles San Francisco Chicago Boston

October 10, 2019

2019 Chicago

October 10, 2019

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