IAA Presents List of Critical Adviser Issues, Regulatory Challenges To New SEC Chair as He Formulates His Regulatory Agenda Sustainable investing, proxy voting, modernization of the Custody and Pay-to-Play Rules,...
May 19, 2021
IAA Presents List of Critical Adviser Issues, Regulatory Challenges To New SEC Chair as He Formulates His Regulatory Agenda Sustainable investing, proxy voting, modernization of the Custody and Pay-to-Play Rules,...
May 19, 2021
4 Sources of Edge for Active Managers
by Simon Hallett, CFA Vice Chairman Harding Loevner Having a structured process is still the key to enabling better investment decision-making. People are deeply flawed when it comes to...
May 17, 2021
One Adviser’s Campaign for Diversity, Equity & Inclusion:How GW&K and its Employees Built a Program that Works “Having diverse perspectives is fundamental to good decision-making — and diversity is essential...
May 13, 2021
EC’s Sustainable Finance Package to Require Consideration of Clients’ Sustainability Preferences The European Commission (EC) has issued a sustainable finance package that will require asset managers to consider a client’s...
May 13, 2021
One Adviser’s Campaign for Diversity, Equity & Inclusion:How GW&K and its Employees Built a Program that Works “Having diverse perspectives is fundamental to good decision-making — and diversity is essential...
May 13, 2021
Tax Policy, ESG, DEI, Retirement, E-Delivery, and More Make Your Voice Heard on IAA’s Adviser Advocacy Day The new Congress has been in session just four months – but already,...
May 13, 2021
SEC Reopens Comment Period on Universal Proxy Proposal, Considers Application to Closed-End Funds and BDCs The SEC has reopened the comment period for a proposal to require universal proxy cards...
April 29, 2021