SEC Chair Names New Corp Fin Director, General Counsel Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead the Division of Corporation...
June 18, 2021
SEC Chair Names New Corp Fin Director, General Counsel Boston College Law Professor Renee Jones will join the SEC as Chair Gary Gensler’s pick to lead the Division of Corporation...
June 18, 2021
Federal Agencies Release Spring 2021 Regulatory Agendas Focus on ESG Disclosure, Custody, Proxy Voting, Cross-Trading, Money Market Funds Federal agencies recently released the Spring 2021 update to their regulatory agendas....
June 17, 2021
SEC Chair Addresses Systemic Risk Council on Money Market Funds, LIBOR In his first remarks to the Financial Stability Oversight Council (FSOC) since becoming SEC Chair, Gary Gensler reiterated his...
June 17, 2021
Margin Accounts and Implications for Use by Advisory Clients By Bart J. McDonald, Executive Vice President, Renaissance Regulatory Services The Securities and Exchange Commission’s (“SEC’s”) current exam focus includes retail...
May 26, 2021