SEC Declines to Weigh In On Whether Syndicated Loans are Securities
The case in question is on appeal before the Second Circuit Court of Appeals following a lower court decision that the syndicated loan at issue in that case is not a security.
July 25, 2023
SEC Suspends Trading in Multiple Issuers Based on Social Media and Trading Activity
The SEC recently suspended trading in the securities of 15 companies because of what the SEC called “questionable trading” and apparent “social media attempts” to artificially inflate their stock price...
March 10, 2021
OFAC Issues FAQs, List Related to Exec Order on Chinese Military Companies
OFAC has issued several frequently asked questions (FAQs) related to an executive order, discussed in an earlier IAA Today report, that prohibits U.S. investors from investing in publicly traded securities...
January 05, 2021
Executive Order Prohibits U.S. Investors from Investing in Chinese Military Companies
Finding that the People’s Republic of China (PRC) is “exploiting United States capital” to develop and modernize its military and aiming to curtail development of the PRC’s “military-industrial complex,” President...
November 17, 2020
NY Federal Court Interests in Syndicated Loans are Not Securities
NY Federal Court: Interests in Syndicated Loans are Not Securities June 3, 2020 A group of banks in a lending syndicate succeeded in the U.S. District Court for the...
June 03, 2020
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