Updated October 9, 2020 In a first and welcome step to update access by a wider range of investors to the exempt markets, the SEC has, by a 3-2 vote,...
The IAA is calling on the SEC to expand access to the private markets and make it easier for advisers to communicate with potential investors – in a new comment...
The IAA recently submitted a comment letter to the SEC in response to its proposed amendments to the definitions of “accredited investor” in Rule 501 of Regulation D and “qualified...
By a 3-2 vote, the SEC has proposed amending the definition of “accredited investor” in Regulation D under the Securities Act of 1933. This proposal follows a concept release issued...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
