Updated October 9, 2020 In a first and welcome step to update access by a wider range of investors to the exempt markets, the SEC has, by a 3-2 vote,...
IAA Urges SEC to Expand, Simplify Access to Exempt Offerings June 3, 2020 The IAA is calling on the SEC to expand access to the private markets and make...
IAA to SEC: Expand Accredited Investor, QIB Definitions to Include Discretionary Clients of SEC-Registered Advisers March 23, 2020 The IAA recently submitted a comment letter to the SEC in...
SEC Proposes Amendments to Broaden the Accredited Investor Definition December 18, 2019 By a 3-2 vote, the SEC has proposed amending the definition of “accredited investor” in Regulation D...
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