IAA Today Archive

The North American Securities Administrators Association has proposed continuing education requirements for investment adviser representatives in a new model rule.

May 12, 2020

Keywords: Continuing Education, NASAA, States

Categories & Topics: Industry Trends, Industry-Level

NASAA Requests Comment on Proposed IAR CE Requirement

The North American Securities Administrators Association has requested comment on a proposed continuing education requirement for investment adviser representatives.

February 20, 2020

Keywords: Continuing Education, NASAA

Categories & Topics: Industry Trends, Industry-Level

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