The SEC has proposed requiring institutional investment managers with discretion over client accounts to report confidentially to the SEC, on a monthly basis, certain short positions. Aggregate data will be made available publicly.
IAA Recommends Changes to SEC’s Form 13F Proposal To Balance Transparency with Regulatory Burdens October 2, 2020 The IAA has weighed in on the SEC’s proposal to raise the...
SEC Proposes to Substantially Reduce Form 13F Reporting by Increasing Threshold July 13, 2020 The SEC is proposing to raise the Form 13F reporting threshold for institutional investment managers...
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