SEC Investment Management Seeks Input on Cross Trading Rule Amendments
The SEC’s Division of Investment Management staff is considering amending Investment Company Act Cross Trading Rule 17a-7 and is requesting recommendations for ways to address valuation challenges that have evolved...
March 24, 2021
SEC Adopts Fair Value Rule for Registered Funds
After many decades of guidance and SEC interpretive releases, the SEC has adopted new Rule 2a-5 under the Investment Company Act on December 3, which governs the valuation practices for...
December 10, 2020
IAA Comments on SEC’s Proposed Rule for Fair Value Determinations by Fund Boards
IAA Comments on SEC’s Proposed Rule for Fair Value Determinations by Fund Boards July 23, 2020 The IAA recently submitted a comment letter in response to the SEC’s proposed...
July 23, 2020
SEC Proposes Rule for Good Faith Fair Value Determination, Readily Available Market Quotations
SEC Proposes Rule for Good Faith Fair Value Determination, Readily Available Market Quotations Board May Assign Determinations to Fund Adviser May 6, 2020 The SEC voted on April 21...
May 06, 2020
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
