The SEC’s Division of Investment Management staff is considering amending Investment Company Act Cross Trading Rule 17a-7 and is requesting recommendations for ways to address valuation challenges that have evolved...
After many decades of guidance and SEC interpretive releases, the SEC has adopted new Rule 2a-5 under the Investment Company Act on December 3, which governs the valuation practices for...
The IAA recently submitted a comment letter in response to the SEC’s proposed rule that specifies how the boards of registered investment companies (funds) would determine the “fair value in...
The SEC voted on April 21 to propose new Rule 2a-5 under the Investment Company Act of 1940 (Investment Company Act) that would govern valuation practices and the role of...
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