SEC’s “Dear CFO” Letter Discusses Combined Financial Statements Under Custody Rule, Includes Updates to Reflect Fund Valuation, Derivatives Rules April 5, 2021 The Chief Accountant of the SEC’s Division...
SEC No-Action Letter Allows Funds to Custody Loan Interests January 25, 2021 The SEC’s Division of Investment Management has issued a no-action letter that allows registered funds to self-custody...
SEC IM Director Dalia Blass Reflects on Division’s Work November 17, 2020 In a recent speech, the SEC’s Division of Investment Management Director Dalia Blass reflected on the Division’s...
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