IAA Today Archive

The SEC adopted amendments to rules governing beneficial ownership reporting, including shorter deadlines for initial and amended Schedule 13D and 13G filings.

October 10, 2023

Keywords: 13D, 13G, Beneficial Ownership

Categories & Topics: 13D/G, Reporting

SEC Investor Advisory Committee Considers ESG, Beneficial Ownership

The SEC’s Investor Advisory Committee discussed the SEC’s ESG and beneficial ownership proposals.

September 22, 2022

Keywords: Beneficial Ownership, ESG, IAC

Categories & Topics: 13D/G, ESG, Industry-Level, Reporting

SEC Proposes Shorter 13D/G Filing Deadlines, Whistleblower Amendments

SEC proposes to shorten filing deadlines for Schedule 13D and Schedule 13G beneficial ownership reporting and amend whistleblower program.

February 10, 2022

Keywords: Beneficial Ownership, Schedule 13D/G, SEC, Whistleblower

Categories & Topics: 13D/G, Compliance, Reporting, Whistleblower

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