Ongoing Phishing Scheme Impersonating the SEC
A phishing operation in which fraudulent emails look like official SEC communications is targeting SEC-registered advisers.
June 27, 2025
Ongoing Phishing Scheme Impersonating the SEC
A phishing operation in which fraudulent emails look like official SEC communications is targeting SEC-registered advisers.
June 27, 2025
SEC Withdraws Outstanding Rule Proposals; Names New IM Director
A big win for advisers and IAA Advocacy: The SEC has named a new IM Director and withdrawn outstanding rule proposals that the IAA has pressed the SEC to confirm that it did not plan to adopt.
June 13, 2025
IAA Members and Aon Discuss Cyber Insurance and Risk
Learn about cyber protection and insurance policies from Aon in this member call.
June 13, 2025
Webinar Recap: Regulation S-P, Cybersecurity, and AI
Upcoming compliance dates for the SEC’s adopted amendments to Regulation S-P pose changing requirements for investment advisers.
May 27, 2025
Privacy and Cybersecurity: How Advisers Must Protect Their Clients’ Most Valuable Asset
Investment advisers must keep up with evolving federal, state, and cross-border regulatory obligations with respect to client data, privacy, and cybersecurity.
October 18, 2024
Updated SEC Agenda Includes Significant Reproposals
Federal agencies issue Spring Reg Flex rulemaking agendas, including reproposals of several SEC rules.
July 11, 2024
SEC Finalizes its Data Privacy (Reg S-P) Rule – What You Need to Know
The IAA believes that advisers should protect the confidentiality of client PII and inform clients of any breaches. We thus support requirements for advisers to have a principles-based incident response program that addresses unauthorized access to or use of client PII and notification of a breach to affected clients.
May 16, 2024
NIST Releases New Cybersecurity Framework
New cybersecurity framework, intended to guide all types of organizations, was published by the National Institute of Standards and Technology (NIST).
February 26, 2024
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