Massachusetts Governor Charlie Baker called on the Securities Division to defer action on the proposal, citing a number of concerns, including that moving forward could adversely affect the availability of investment services and products in Massachusetts.
The Massachusetts Securities Division has issued a proposed fiduciary conduct standard that would apply to broker-dealers, agents, investment advisers, and investment adviser representatives.
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
